Individual Firm
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WILLIAM LEE RAPP
BILL RAPP, WILLIAM L RAPP
CRD#: 1822282
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MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 513 E SPRING ST
Ste B
BOONVILLE, MO 65233
Ste B
BOONVILLE, MO 65233
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3/2/1975
Criminal
Final Disposition
State Registrations
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Kansas 3/21/2018
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Missouri 9/7/2022
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Missouri 3/21/2018
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North Carolina 3/22/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 9/7/2022
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Registered with this firm since 3/21/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/28/2015 - 03/26/2018 | COLUMBIA, MO | |
B | 12/07/2000 - 12/28/2015 | COLUMBIA, MO | |
B | 07/30/1998 - 12/31/2000 | PHOENIX, AZ | |
B | 09/25/1997 - 07/27/1998 | KANSAS CITY, MO | |
B | 07/01/1992 - 09/16/1997 | PHILADELPHIA, PA | |
B | 02/07/1992 - 06/08/1992 | CONSHOHOCKEN, PA | |
B | 06/29/1988 - 01/31/1992 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.