Individual Firm
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PAUL JOSEPH KINKELAAR
CRD#: 1821100
IA
B
WELLS FARGO ADVISORSCRD#: 11025 500 SILVER SPUR
105
ROLLING HILLS ESTATES, CA 90275
105
ROLLING HILLS ESTATES, CA 90275
View By:
6/5/2008
Customer Dispute
Denied
State Registrations
B
Alabama 9/7/2023
B
Montana 9/7/2023
B
Arizona 9/7/2023
B
Nevada 9/7/2023
B
California 9/7/2023
B
New Mexico 9/7/2023
IA
California 9/7/2023
B
North Carolina 9/7/2023
B
Colorado 9/7/2023
B
Ohio 9/7/2023
B
Delaware 9/7/2023
B
Oregon 9/7/2023
B
Florida 9/7/2023
B
Tennessee 9/7/2023
B
Georgia 9/7/2023
B
Texas 9/7/2023
B
Hawaii 9/7/2023
IA
Texas 9/7/2023
IA
Hawaii 9/7/2023
B
Vermont 9/7/2023
B
Idaho 9/7/2023
B
Virginia 9/7/2023
B
Illinois 10/1/2024
B
Washington 9/7/2023
B
Kansas 9/7/2023
B
Wyoming 9/7/2023
B
Maryland 9/7/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/7/2023
B
Registered with this firm since 9/7/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/17/2017 - 09/07/2023 | ROLLING HILLS ESTATES, CA | |
B | 02/17/2017 - 09/07/2023 | ROLLING HILLS ESTATES, CA | |
IA | 10/23/2009 - 02/21/2017 | EL SEGUNDO, CA | |
B | 10/23/2009 - 02/21/2017 | EL SEGUNDO, CA | |
IA | 05/12/1998 - 10/23/2009 | SAN PEDRO, CA | |
B | 07/12/1999 - 10/23/2009 | SAN PEDRO, CA | |
B | 06/02/1992 - 07/12/1999 | OAKLAND, CA | |
B | 09/07/1991 - 06/30/1992 | GLEN ALLEN, VA | |
B | 05/08/1989 - 11/15/1990 | NEW YORK, NY | |
B | 05/25/1988 - 12/13/1988 |
EL SEGUNDO, CA
10/23/2009 - 02/21/2017
EL SEGUNDO, CA
10/23/2009 - 02/21/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.