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Detailed Report
BRIAN STIRLING SEAMAN
CRD#: 1820523
IA
Investment Adviser
B
Broker
NAVIGATOR LEGACY PARTNERS, LLCCRD#: 317742 151 KALMUS DRIVE STE.
C145
COSTA MESA, CA 92626
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 151 KALMUS DR
STE. C145
COSTA MESA, CA 92626
Registration History
19901995200020052010201520202025IANAVIGATOR LEGACY PARTNERS, LLC (CRD# 317742)2022 - Present (3 years)IACAPITAL PLANNING GROUP, LLC (CRD# 118921)2003 - Present (21 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2009 - Present (16 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2006 - 2008 (2 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)1993 - 2006 (12 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1988 - 1993 (5 years)
License(s)

State Registrations

B
Arizona 1/2/2009
B
Michigan 1/2/2009
IA
Arizona 10/27/2021
B
Nevada 1/2/2009
IA
California 9/29/2003
B
Oregon 2/29/2012
B
California 1/2/2009
B
Pennsylvania 9/5/2019
B
Colorado 10/15/2013
B
South Carolina 3/24/2022
B
Connecticut 4/7/2015
B
Tennessee 1/2/2019
B
Florida 5/30/2019
B
Texas 9/6/2017
B
Georgia 12/9/2021
B
Washington 1/2/2009
B
Indiana 10/22/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NAVIGATOR LEGACY PARTNERS, LLC (CRD#:317742)
151 KALMUS DRIVE STE. C145, COSTA MESA, CA 92626
Registered with this firm since 2/17/2022
IA
CAPITAL PLANNING GROUP, LLC (CRD#:118921)
151 KALMUS DRIVE SUITE J-3, COSTA MESA, CA 92626
Registered with this firm since 9/29/2003
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
151 KALMUS DR STE. C145, COSTA MESA, CA 92626
20422 Beach Blvd. Ste. 410, Huntington Beach, CA 92648
Registered with this firm since 1/2/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/14/2006 - 12/31/2008 NEXT FINANCIAL GROUP, INC. (CRD#:46214) IRVINE, CA
B
 05/10/1993 - 03/10/2006 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) IRVINE, CA
B
 04/20/1988 - 05/05/1993 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.