Individual Firm
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MARK DAVID STRYNAR
CRD#: 1820509
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 921 WALNUT ST
BOULDER, CO 80302
BOULDER, CO 80302
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Disclosures
36
Years of Experience
View By:
State Registrations
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California 1/10/2014
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Nevada 1/25/2023
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Colorado 1/10/2014
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New Hampshire 12/15/2021
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Colorado 7/30/2015
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New Jersey 1/10/2014
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Connecticut 6/8/2020
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New York 1/10/2014
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Delaware 8/26/2022
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North Carolina 1/10/2014
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Florida 1/10/2014
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Ohio 5/16/2019
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Florida 1/21/2014
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Pennsylvania 1/10/2014
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Georgia 1/15/2014
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Tennessee 8/21/2024
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Illinois 6/17/2014
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Texas 1/10/2014
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Louisiana 1/10/2014
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Texas 1/10/2014
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Maryland 1/10/2014
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Utah 1/27/2023
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Massachusetts 3/24/2022
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Virginia 1/10/2014
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Missouri 2/11/2014
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Washington 1/10/2014
SRO Registrations
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Registered with this firm since 1/10/2014
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Registered with this firm since 1/10/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 01/16/2014 | DESTIN, FL | |
B | 06/01/2009 - 01/16/2014 | DESTIN, FL | |
IA | 04/02/2007 - 06/01/2009 | DESTIN, FL | |
B | 04/02/2007 - 06/01/2009 | DESTIN, FL | |
IA | 01/13/2006 - 04/02/2007 | DESTIN, FL | |
B | 01/13/2006 - 04/02/2007 | DESTIN, FL | |
IA | 04/09/1998 - 02/06/2006 | DESTIN, FL | |
B | 04/09/1998 - 02/06/2006 | WEEHAWKEN, NJ | |
B | 05/25/1988 - 05/01/1998 | FLORHAM PARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.