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ADEL JOSEPH WAHBA
JOSEPH WAHBA ADEL, ALEX WAHBA
CRD#: 1819233
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 15560 ROCKFIELD
BLDG. C, SUITE 203
IRVINE, CA 92618
CETERA ADVISORS LLCCRD#: 10299 15560 ROCKFIELD BLDG C SUITE 203
IRVINE, CA 92618
Registration History
199019952000200520102015202020252 FIRMS1989 - 1990 (1 year)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2001 - 2022 (21 years)BEQUITRADE SECURITIES CORPORATION (CRD# 29558)2000 - 2000 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 1997 (1 year)BBRIDGECORP SECURITIES (CRD# 25978)1995 - 1996 (<1 year)BNATIONSSECURITIES (CRD# 32542)1993 - 1994 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1990 - 1993 (3 years)BBARABAN SECURITIES, INC. (CRD# 7659)1988 - 1989 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2008 - 2012 (4 years)
License(s)

State Registrations

B
Alabama 9/18/2024

B
North Carolina 9/8/2022

IA
California 11/12/2020

B
Pennsylvania 2/13/2024

B
California 9/8/2022

IA
Texas 11/12/2021

B
New Jersey 9/8/2022

B
Texas 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISORS LLC (CRD#:10299)
15560 ROCKFIELD BLDG C SUITE 203, IRVINE, CA 92618
15560-C ROCKFIELD BLVD., IRVINE, CA 92618
Registered with this firm since 9/8/2022

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
15560 ROCKFIELD BLDG. C, SUITE 203, IRVINE, CA 92618
Registered with this firm since 11/12/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/16/2001 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) IRVINE, CA
IA
07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) IRVINE, CA
IA
04/09/2008 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) IRVINE, CA
B
08/18/2000 - 10/30/2000 EQUITRADE SECURITIES CORPORATION (CRD#:29558)
FINRA expelled the firm on 07/09/2003
LAKE FOREST, CA
B
04/10/1996 - 05/01/1997 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
06/07/1995 - 04/15/1996 BRIDGECORP SECURITIES (CRD#:25978) IRVINE, CA
B
07/12/1993 - 09/13/1994 NATIONSSECURITIES (CRD#:32542)
B
05/11/1990 - 07/12/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
01/24/1989 - 04/19/1990 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
01/24/1989 - 04/19/1990 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
B
08/03/1988 - 01/02/1989 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
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Broker
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Disclosures
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