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Detailed Report
Charles Norman Peiffer
CHIP PEIFFER
CRD#: 1818413
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 State College, PA
GROVE POINT INVESTMENTS, LLCCRD#: 1763 STATE COLLEGE, PA
Registration History
199019952000200520102015202020252 FIRMS1997 - 2001 (3 years)IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2009 - Present (15 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2001 - 2009 (8 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1996 - 1997 (1 year)BMUTUAL BENEFIT FINANCIAL SERVI... (CRD# 4882)1988 - 1988 (<1 year)IAH. BECK, INC. (CRD# 1763)2009 - 2021 (11 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2006 - 2009 (3 years)
Disclosure(s)
View By:
4/27/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Pennsylvania 11/16/2009
IA
Pennsylvania 4/1/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
State College, PA
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
STATE COLLEGE, PA
Registered with this firm since 11/16/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/16/2009 - 04/01/2021 H. BECK, INC. (CRD#:1763) ROCKVILLE, MD
IA
 05/30/2006 - 11/16/2009 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) STATE COLLEGE, PA
B
 05/09/2001 - 11/16/2009 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) STATE COLLEGE, PA
B
 11/10/1997 - 05/18/2001 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 11/10/1997 - 05/18/2001 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 03/07/1996 - 10/16/1997 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
B
 04/25/1988 - 12/31/1988 MUTUAL BENEFIT FINANCIAL SERVICE COMPANY (CRD#:4882)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.