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Detailed Report
Guy Anthony Harrigan
ANTHONY HARRIGAN, G ANTHONY HARRIGAN, G. A HARRIGAN, GUY A HARRIGAN, GUY ANTHONY HARRIGAN
CRD#: 1817525
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Investment Adviser
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Previous Broker
CSENGE ADVISORY GROUP, LLCCRD#: 131167 4770 Baseline Road Ste. 380
Boulder, CO 80303
Registration History
199019952000200520102015202020252 FIRMS1988 - 1989 (1 year)2 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2023 (6 years)IACSENGE ADVISORY GROUP, LLC (CRD# 131167)2024 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2008 (8 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1999 (4 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1994 - 1995 (1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1993 - 1994 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1991 - 1993 (1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1989 - 1990 (1 year)IACSENGE ADVISORY GROUP, LLC (CRD# 131167)2020 - 2024 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2008 (7 years)
Disclosure(s)
View By:
4/26/2023
Customer Dispute
Settled
License(s)

State Registrations

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Colorado 1/16/2024
Current Registration(s)
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CSENGE ADVISORY GROUP, LLC (CRD#:131167)
4770 Baseline Road Ste. 380, Boulder, CO 80303
Registered with this firm since 1/12/2024
Previous Registration(s)
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 05/21/2020 - 01/06/2024 CSENGE ADVISORY GROUP, LLC (CRD#:131167) Boulder, CO
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 10/06/2016 - 09/18/2023 LION STREET ADVISORS, LLC (CRD#:167610) Boulder, CO
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 10/06/2016 - 09/18/2023 LION STREET FINANCIAL, LLC (CRD#:165828) Boulder, CO
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 04/02/2013 - 10/07/2016 TRIAD ADVISORS, INC. (CRD#:25803) Boulder, CO
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 04/01/2013 - 10/07/2016 TRIAD ADVISORS, INC. (CRD#:25803) Boulder, CO
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 02/01/2008 - 04/16/2013 LPL FINANCIAL LLC (CRD#:6413) LAFAYETTE, CO
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 02/01/2008 - 04/16/2013 LPL FINANCIAL LLC (CRD#:6413) LAFAYETTE, CO
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 02/27/2001 - 02/11/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOULDER, CO
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 05/25/1999 - 02/11/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOULDER, CO
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 05/08/1995 - 06/03/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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 01/20/1994 - 04/28/1995 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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 02/02/1993 - 01/13/1994 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
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 05/03/1991 - 02/08/1993 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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 09/29/1989 - 10/26/1990 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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 04/18/1988 - 10/10/1989 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
 04/18/1988 - 10/10/1989 AMERICAN CAPITAL MARKETING, INC. (CRD#:6699)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.