Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Kenneth M. Greaney
KEN GREANEY, KENNETH MARTIN GREANEY, KENNETH GREANEY
CRD#: 1816028
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1300 E 9th St
Floor 18
Cleveland, OH 44114
Registration History
199019952000200520102015202020252 FIRMS1988 - 1988 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - Present (7 years)BQUASAR DISTRIBUTORS, LLC (CRD# 103848)2002 - 2002 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1991 - 2000 (8 years)BFN INVESTMENT CENTER (CRD# 19631)1990 - 1991 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1989 (<1 year)IAFISHER INVESTMENTS (CRD# 107342)2000 - 2013 (13 years)
License(s)

State Registrations

B
Alabama 5/30/2017
B
Nevada 5/30/2017
B
Alaska 5/30/2017
B
New Hampshire 5/30/2017
B
Arizona 5/11/2017
B
New Jersey 5/30/2017
B
Arkansas 5/30/2017
B
New Mexico 5/30/2017
B
California 5/30/2017
B
New York 5/30/2017
B
Colorado 5/11/2017
B
North Carolina 5/30/2017
B
Connecticut 5/11/2017
B
North Dakota 5/30/2017
B
Delaware 5/30/2017
B
Ohio 5/11/2017
B
District of Columbia 5/11/2017
IA
Ohio 4/18/2022
B
Florida 5/11/2017
B
Oklahoma 5/30/2017
B
Georgia 5/30/2017
B
Oregon 5/30/2017
B
Hawaii 5/30/2017
B
Pennsylvania 5/30/2017
B
Idaho 5/30/2017
B
Puerto Rico 5/11/2017
B
Illinois 5/11/2017
B
Rhode Island 5/30/2017
B
Indiana 5/30/2017
B
South Carolina 5/30/2017
B
Iowa 5/30/2017
B
South Dakota 5/30/2017
B
Kansas 5/30/2017
B
Tennessee 5/30/2017
B
Kentucky 5/30/2017
B
Texas 5/30/2017
B
Louisiana 5/11/2017
IA
Texas 11/17/2022
B
Maine 5/12/2017
B
Utah 5/30/2017
B
Maryland 5/11/2017
B
Vermont 5/30/2017
B
Massachusetts 5/30/2017
B
Virgin Islands 5/30/2017
B
Michigan 5/30/2017
B
Virginia 5/30/2017
B
Minnesota 5/30/2017
B
Washington 5/30/2017
B
Mississippi 5/30/2017
B
West Virginia 5/30/2017
B
Missouri 5/30/2017
B
Wisconsin 5/30/2017
B
Montana 5/30/2017
B
Wyoming 5/30/2017
B
Nebraska 5/30/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1300 E 9th St Floor 18, Cleveland, OH 44114
Rocky River, OH
Registered with this firm since 4/18/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1300 E 9th St Floor 18, Cleveland, OH 44114
Rocky River, OH
Registered with this firm since 5/1/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/16/2000 - 10/21/2013 FISHER INVESTMENTS (CRD#:107342) HUDSON, OH
B
 03/14/2002 - 07/17/2002 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
B
 10/10/1991 - 03/23/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 01/13/1990 - 09/18/1991 FN INVESTMENT CENTER (CRD#:19631) SACRAMENTO, CA
B
 11/09/1988 - 06/28/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 05/24/1988 - 06/15/1988 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
B
 04/20/1988 - 05/28/1988 SHERWOOD CAPITAL, INC. (CRD#:10474)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.