Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Peter L Lainson
PETER LEO LAINSON
CRD#: 1813499
IA
Investment Adviser
B
Previous Broker
CWM, LLCCRD#: 155344 200 N. Burlington, Ste. 200
Hastings, NE 68901
Registration History
199019952000200520102015202020252 FIRMS2008 - 2017 (8 years)IACWM, LLC (CRD# 155344)2023 - Present (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)1990 - 2008 (17 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1988 - 1990 (2 years)IAONEDIGITAL INVESTMENT ADVISORS (CRD# 106766)2017 - 2024 (7 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2008 (6 years)
License(s)

State Registrations

IA
Nebraska 11/1/2023
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
200 N. Burlington, Ste. 200, Hastings, NE 68901
Registered with this firm since 11/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/26/2017 - 01/31/2024 ONEDIGITAL INVESTMENT ADVISORS (CRD#:106766) Hastings, NE
IA
 08/22/2008 - 01/23/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) HASTINGS, NE
B
 08/22/2008 - 01/23/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) HASTINGS, NE
IA
 03/26/2002 - 08/22/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) GRAND ISLAND, NE
B
 09/04/1990 - 08/22/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) GRAND ISLAND, NE
B
 03/25/1988 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.