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Detailed Report
STEVEN NICK RUSS
CRD#: 1812060
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 One Riverwood Place N17 W24222 Riverwood Dr.
Ste 240
Waukesha, WI 53188
Registration History
199019952000200520102015202020252 FIRMS2005 - Present (19 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2001 - 2005 (3 years)BFIRSTAR INVESTMENT SERVICES,INC. (CRD# 14536)1992 - 2001 (9 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1988 - 1991 (3 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1988 - 1990 (2 years)
License(s)

State Registrations

B
Alaska 10/24/2022
B
Montana 10/12/2021
B
Arizona 9/2/2005
B
Nevada 5/21/2021
B
Arkansas 9/5/2006
B
New Hampshire 9/17/2007
B
California 8/24/2006
B
New York 9/17/2007
B
Colorado 11/15/2006
B
North Carolina 9/17/2007
B
District of Columbia 5/15/2017
B
North Dakota 7/8/2022
B
Florida 9/2/2005
B
Ohio 9/17/2007
IA
Florida 6/23/2017
B
Oklahoma 1/11/2010
B
Georgia 3/7/2024
B
Oregon 8/30/2024
B
Illinois 9/2/2005
B
Pennsylvania 9/17/2007
IA
Illinois 9/6/2005
B
South Carolina 9/17/2007
B
Indiana 8/5/2009
B
Tennessee 8/4/2022
B
Iowa 9/17/2007
B
Texas 9/17/2007
B
Kentucky 9/17/2007
IA
Texas 2/9/2017
B
Massachusetts 9/17/2007
B
Utah 8/31/2023
B
Michigan 9/17/2007
B
Virginia 9/17/2007
B
Minnesota 10/30/2006
B
Washington 9/17/2007
B
Mississippi 8/13/2015
B
Wisconsin 9/2/2005
B
Missouri 8/4/2009
IA
Wisconsin 9/2/2005

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
One Riverwood Place N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188
Registered with this firm since 9/2/2005
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
One Riverwood Place N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188
Registered with this firm since 9/2/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/01/2001 - 09/07/2005 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
 09/29/1992 - 12/01/2001 FIRSTAR INVESTMENT SERVICES,INC. (CRD#:14536) MORRIS PLAINS, NJ
B
 06/01/1988 - 09/17/1991 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 06/01/1988 - 12/31/1990 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.