• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PAUL DAVID HEIN
CRD#: 1810923
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 220 W. WASHINGTON
SUITE 300
MARQUETTE, MI 49855
Registration History
199019952000200520102015202020252 FIRMS2014 - 2023 (9 years)2 FIRMS2023 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - 2014 (15 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1997 - 1999 (1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1993 - 1997 (3 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1992 - 1993 (1 year)BWADDELL & REED, INC. (CRD# 866)1989 - 1990 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2010 - 2014 (4 years)
Disclosure(s)
View By:
1/13/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Delaware 9/1/2023

IA
Michigan 9/1/2023

IA
Delaware 9/1/2023

B
Minnesota 9/1/2023

B
Illinois 1/2/2024

IA
Minnesota 9/1/2023

B
Iowa 9/1/2023

B
New York 9/1/2023

B
Kansas 9/1/2023

B
Ohio 8/22/2024

IA
Kansas 9/1/2023

B
Pennsylvania 9/1/2023

B
Massachusetts 9/1/2023

B
Wisconsin 9/1/2023

B
Michigan 9/1/2023

IA
Wisconsin 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
220 W. WASHINGTON SUITE 300, MARQUETTE, MI 49855
Registered with this firm since 9/1/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
220 W. WASHINGTON SUITE 300, MARQUETTE, MI 49855
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/07/2014 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MARQUETTE, MI
B
06/27/2014 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MARQUETTE, MI
IA
04/23/2010 - 07/01/2014 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MARQUETTE, MI
B
01/04/1999 - 07/01/2014 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MARQUETTE, MI
B
08/26/1997 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
10/05/1993 - 08/26/1997 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
B
01/24/1992 - 10/08/1993 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
B
01/20/1989 - 02/10/1990 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.