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Registration History
199019952000200520102015202020252 FIRMS1988 - 1988 (<1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2003 - Present (22 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2000 - Present (24 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1994 - 2000 (6 years)BNEW ENGLAND SECURITIES (CRD# 615)1988 - 1994 (5 years)
Disclosure(s)
View By:
10/7/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Delaware 1/27/2010

IA
New Jersey 1/15/2003

B
Florida 3/16/2020

B
New York 7/18/2002

B
Georgia 8/20/2014

IA
New York 4/16/2021

B
Maryland 7/24/2019

B
North Carolina 7/6/2011

IA
Maryland 10/16/2019

B
South Carolina 10/4/2022

B
New Jersey 8/24/2000

B
Virginia 5/16/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
BASKING RIDGE, NJ
Registered with this firm since 1/15/2003

B
PARK AVENUE SECURITIES LLC (CRD#:46173)
BASKING RIDGE, NJ
Registered with this firm since 8/24/2000

Previous Registration(s)
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B
04/20/1994 - 08/17/2000 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
B
08/09/1988 - 05/06/1994 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
05/14/1988 - 07/30/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
03/23/1988 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.