• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JEFFREY MAX HOFFMAN
JEFF HOFFMAN
CRD#: 1809815
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 PAINEWEBBER MARINA TOWERS
709 SOUTH HARBOR CITY BLVD., 5
MELBOURNE, FL 32901
Registration History
199019952000200520102015202020252 FIRMS1988 - Present (36 years)BGRAYSTONE NASH, INC. (CRD# 10635)1988 - 1988 (<1 year)
Disclosure(s)
View By:
12/6/2004
Customer Dispute
Denied
License(s)

State Registrations

B
California 5/24/1988

B
Massachusetts 10/16/2017

B
District of Columbia 12/14/2023

B
Michigan 6/5/1998

B
Florida 5/6/1988

B
New York 3/29/2000

IA
Florida 5/6/1988

B
North Carolina 12/14/2023

B
Georgia 7/1/2019

B
Ohio 9/26/2018

B
Illinois 4/20/2011

IA
Oklahoma 1/10/2001

B
Indiana 7/23/1988

IA
Texas 11/18/1999

B
Maryland 2/11/2004

B
Virginia 3/14/2000

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
PAINEWEBBER MARINA TOWERS 709 SOUTH HARBOR CITY BLVD., 5, MELBOURNE, FL 32901
6905 N. Wickham Road Suite 200, MELBOURNE, FL 32940
Registered with this firm since 5/6/1988

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
PAINEWEBBER MARINA TOWERS 709 SOUTH HARBOR CITY BLVD., 5, MELBOURNE, FL 32901
6905 N. Wickham Road Suite 200, MELBOURNE, FL 32940
Registered with this firm since 4/25/1988

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/23/1988 - 04/26/1988 GRAYSTONE NASH, INC. (CRD#:10635)
FINRA expelled the firm on 07/31/1996
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.