Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DANIEL STANLEY DERISIO
CRD#: 1808153
IA
B
WELLS FARGO ADVISORSCRD#: 19616 7600 WISCONSIN AVE
STE 900
BETHESDA, MD 20814
STE 900
BETHESDA, MD 20814
View By:
3/28/2011
Customer Dispute
Settled
1/8/2003
Customer Dispute
Award / Judgment
State Registrations
B
Alabama 11/20/2024
B
New Jersey 11/20/2024
B
Arkansas 12/9/2024
B
New Mexico 11/22/2024
B
California 11/20/2024
B
North Carolina 11/20/2024
B
Colorado 11/20/2024
B
Ohio 11/20/2024
B
District of Columbia 11/20/2024
B
Pennsylvania 11/20/2024
B
Florida 11/20/2024
B
South Carolina 11/20/2024
B
Maryland 11/20/2024
B
Tennessee 11/21/2024
IA
Maryland 11/20/2024
B
Texas 11/20/2024
B
Michigan 11/22/2024
IA
Texas 11/20/2024
B
Minnesota 12/2/2024
B
Virginia 11/20/2024
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/20/2024
B
Registered with this firm since 11/20/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/17/2017 - 11/29/2024 | Bethesda, MD | |
B | 08/17/2017 - 11/29/2024 | Bethesda, MD | |
IA | 01/23/2009 - 08/18/2017 | BETHESDA, MD | |
B | 08/15/2008 - 08/18/2017 | BETHESDA, MD | |
IA | 11/19/2007 - 09/02/2008 | WASHINGTON, DC | |
B | 01/03/2003 - 09/02/2008 | WASHINGTON, DC | |
IA | 04/15/2003 - 04/21/2008 | NEW YORK, NY | |
IA | 01/03/2003 - 04/15/2003 | WASHINGTON, DC | |
IA | 07/12/2000 - 01/03/2003 | NEW YORK, NY | |
B | 02/24/2000 - 01/03/2003 | NEW YORK, NY | |
B | 05/05/1999 - 02/23/2000 | RICHMOND, VA | |
B | 01/15/1996 - 05/05/1999 | RICHMOND, VA | |
B | 09/01/1993 - 01/01/1996 | BALTIMORE, MD | |
B | 07/18/1991 - 09/07/1993 | BOSTON, MA | |
B | 02/07/1991 - 07/10/1991 | ROCKVILLE, MD | |
B | 04/19/1988 - 01/30/1991 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.