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Detailed Report
DAVID EDWIN BORNBERG
CRD#: 1807113
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 412 HIGHPOINT DRIVE SUITE 111
COCOA, FL 32926
CETERA ADVISORS LLCCRD#: 10299 412 HIGHPOINT DRIVE
SUITE 111
COCOA, FL 32926
Registration History
199019952000200520102015202020252 FIRMS1988 - 1996 (7 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2007 - Present (17 years)BLEGACY FINANCIAL SERVICES, INC. (CRD# 38697)1996 - 2007 (11 years)IACETERA ADVISORS LLC (CRD# 10299)2007 - 2024 (16 years)IALEGACY ADVISORY SERVICES, INC. (CRD# 111027)2006 - 2007 (1 year)
License(s)

State Registrations

B
Florida 7/18/2007
B
Illinois 7/18/2007
IA
Florida 2/13/2024
B
Massachusetts 4/27/2020
B
Georgia 7/18/2007
B
South Carolina 12/7/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
412 HIGHPOINT DRIVE SUITE 111, COCOA, FL 32926
Registered with this firm since 2/13/2024
B
CETERA ADVISORS LLC (CRD#:10299)
412 HIGHPOINT DRIVE SUITE 111, COCOA, FL 32926
Registered with this firm since 7/18/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/19/2007 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
 02/21/2006 - 07/19/2007 LEGACY ADVISORY SERVICES, INC. (CRD#:111027) MELBOURNE, FL
B
 03/11/1996 - 07/19/2007 LEGACY FINANCIAL SERVICES, INC. (CRD#:38697) MELBOURNE, FL
B
 04/26/1988 - 03/26/1996 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 04/26/1988 - 03/26/1996 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.