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Daniel Adam Umansky
CRD#: 1806953
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 655 W BROADWAY 11TH FL
SAN DIEGO, CA 92101
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
Registration History
199019952000200520102015202020253 FIRMS2022 - Present (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2019 - Present (5 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2014 - 2022 (8 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)2014 - 2014 (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2007 - 2013 (5 years)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2007 (1 year)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2001 - 2006 (4 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2005 - 2005 (<1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1997 - 2001 (3 years)BBISYS FUND SERVICES LIMITED PA... (CRD# 15634)1996 - 1997 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1994 - 1996 (1 year)BGNA SECURITIES, INC. (CRD# 10465)1989 - 1992 (3 years)BFIRST IMPERIAL INVESTOR SERVIC... (CRD# 20722)1989 - 1989 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 1989 (1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2018 - 2020 (2 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2017 - 2018 (1 year)
License(s)

State Registrations

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California 11/12/2020

B
California 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 8/1/2022

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 8/1/2022

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 8/1/2022

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
655 W BROADWAY 11TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
SAN DIEGO, CA
Registered with this firm since 3/14/2019

Previous Registration(s)
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06/13/2014 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
IA
03/23/2018 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) SAN DIEGO, CA
IA
01/03/2017 - 03/23/2018 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
03/31/2014 - 05/27/2014 CALTON & ASSOCIATES, INC. (CRD#:20999) CARLSBAD, CA
B
09/07/2007 - 01/31/2013 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
10/31/2005 - 08/15/2007 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) SAN DIEGO, CA
B
02/21/2001 - 01/17/2006 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
02/23/2005 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
05/01/1997 - 02/05/2001 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
06/28/1996 - 05/02/1997 BISYS FUND SERVICES LIMITED PARTNERSHIP (CRD#:15634) PORTLAND, ME
B
09/21/1994 - 06/27/1996 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
08/18/1989 - 10/02/1992 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
04/18/1989 - 08/10/1989 FIRST IMPERIAL INVESTOR SERVICES, INC. (CRD#:20722)
B
03/23/1988 - 05/03/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.