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DOMINIC MICHAEL NIETO
CRD#: 1806167
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
19901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1988 - 2007 (19 years)
License(s)

State Registrations

B
Arizona 11/14/2008

B
New Hampshire 1/3/2020

B
California 11/14/2008

B
New York 11/14/2008

B
Colorado 1/3/2020

B
North Carolina 11/14/2008

B
Florida 11/14/2008

B
Ohio 9/23/2019

B
Georgia 11/14/2008

B
Oklahoma 1/11/2012

B
Illinois 11/14/2008

B
Pennsylvania 11/14/2008

B
Indiana 11/14/2008

B
Rhode Island 1/3/2020

B
Kentucky 11/27/2017

B
South Carolina 11/14/2008

B
Massachusetts 1/3/2020

B
Tennessee 12/17/2013

B
Michigan 11/14/2008

B
Texas 1/3/2020

IA
Michigan 10/27/2010

IA
Texas 1/13/2020

B
Minnesota 1/3/2020

B
Virginia 1/3/2020

B
Missouri 1/3/2020

B
Washington 1/3/2020

B
Montana 1/3/2020

B
Wisconsin 12/6/2017

B
Nevada 11/14/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Commerce Twp, MI
Registered with this firm since 10/27/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Commerce Twp, MI
Registered with this firm since 11/14/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/02/2007 - 11/20/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LIVONIA, MI
B
03/22/1988 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LIVONIA, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.