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Detailed Report
DAVID MERRILL
DAVID ELLIOT MERRILL, DAVID ELLIOTT MERRILL
CRD#: 1805427
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 1534 EAST 6TH STREET SUITE 101
[SATELLITE]
BROWNSVILLE, TX 78520
Registration History
199019952000200520102015202020252 FIRMS2008 - 2023 (15 years)2 FIRMS2023 - Present (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1989 - 2008 (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 1989 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
License(s)

State Registrations

B
Alabama 3/3/2023
B
Maine 6/5/2024
B
Alaska 3/3/2023
B
Massachusetts 3/3/2023
B
Arizona 3/3/2023
B
Michigan 3/3/2023
B
Arkansas 3/3/2023
B
Missouri 3/3/2023
B
Colorado 3/3/2023
B
North Carolina 3/3/2023
B
Connecticut 3/3/2023
B
Ohio 3/3/2023
B
Florida 3/3/2023
B
Oklahoma 3/3/2023
B
Georgia 3/3/2023
B
Oregon 7/14/2023
IA
Georgia 3/6/2023
B
Pennsylvania 8/6/2024
B
Illinois 3/3/2023
B
Texas 3/3/2023
B
Iowa 3/3/2023
IA
Texas 3/3/2023
B
Kansas 3/3/2023
B
Utah 3/3/2023
B
Louisiana 3/3/2023
B
Washington 3/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1534 EAST 6TH STREET SUITE 101 [SATELLITE], BROWNSVILLE, TX 78520
Registered with this firm since 3/3/2023
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1534 EAST 6TH STREET SUITE 101 [SATELLITE], BROWNSVILLE, TX 78520
Registered with this firm since 3/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/01/2008 - 03/03/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PALM VALLEY, TX
B
 01/01/2008 - 03/03/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PALM VALLEY, TX
B
 05/05/1989 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BROWNSVILLE, TX
IA
 09/03/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BROWNSVILLE, TX
B
 04/20/1988 - 05/22/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.