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Detailed Report
LUIS H NAVARRO
LUIS NAVARRO
CRD#: 1805076
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 EL PASO, TX
Registration History
199019952000200520102015202020252 FIRMS1991 - 1999 (8 years)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2010 - Present (14 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2010 - 2010 (<1 year)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2002 - 2009 (6 years)BNYLIFE SECURITIES INC. (CRD# 5167)2001 - 2002 (1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2000 - 2001 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1990 (2 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2003 - 2009 (5 years)
License(s)

State Registrations

B
Indiana 1/27/2022
IA
New Mexico 4/19/2018
IA
Indiana 1/27/2022
B
Texas 8/3/2010
B
New Mexico 4/18/2018
IA
Texas 8/10/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
EL PASO, TX
Registered with this firm since 8/10/2010
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
EL PASO, TX
Registered with this firm since 8/3/2010
Previous Registration(s)
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IA
 06/23/2014 - 06/30/2014 SWBC INVESTMENT COMPANY (CRD#:140994) SAN ANTONIO, TX
B
 06/23/2014 - 06/30/2014 SWBC INVESTMENT SERVICES, LLC (CRD#:133715) EL PASO, TX
B
 04/20/2010 - 08/05/2010 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) EL PASO, TX
IA
 10/03/2003 - 07/20/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) EL PASO, TX
B
 10/18/2002 - 07/20/2009 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) EL PASO, TX
B
 04/25/2001 - 10/08/2002 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
 09/20/2000 - 02/28/2001 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
B
 05/11/1991 - 11/05/1999 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 05/11/1991 - 11/05/1999 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 04/20/1988 - 09/18/1990 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.