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Detailed Report
STEVEN CRAIG SERINSKY
STEVEN CRAIG SERINKY
CRD#: 1803220
IA
Investment Adviser
B
Broker
J. W. COLE ADVISORS, INC.CRD#: 112294 1055 EAST OCEAN BLVD.
STUART, FL 34996
J.W. COLE FINANCIAL, INC.CRD#: 124583 1055 East Ocean Blvd.
Stuart, FL 34996
Registration History
199019952000200520102015202020252 FIRMS2014 - Present (10 years)BEDWARD JONES (CRD# 250)2005 - 2014 (9 years)BFNB BROKERAGE SERVICES, INC. (CRD# 18741)1999 - 2002 (3 years)BPNC BROKERAGE CORP (CRD# 34671)1998 - 1999 (1 year)BPCM SECURITIES LIMITED, L.P. (CRD# 28761)1997 - 1997 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1994 - 1995 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1991 - 1992 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - 1990 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1989 - 1989 (<1 year)BF.D. ROBERTS SECURITIES, INC. (CRD# 693)1988 - 1988 (<1 year)IAEDWARD JONES (CRD# 250)2007 - 2014 (7 years)
License(s)

State Registrations

B
Florida 11/12/2014
B
Mississippi 11/9/2023
IA
Florida 11/20/2014
B
Missouri 5/27/2015
B
Georgia 1/3/2022
B
New York 11/12/2014
B
Illinois 9/6/2023
B
North Carolina 11/12/2014
B
Iowa 9/16/2021
B
Pennsylvania 11/12/2014
B
Louisiana 9/19/2024
B
South Carolina 10/19/2021
B
Michigan 12/11/2017
B
Tennessee 9/10/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J. W. COLE ADVISORS, INC. (CRD#:112294)
1055 EAST OCEAN BLVD., STUART, FL 34996
Registered with this firm since 11/20/2014
B
J.W. COLE FINANCIAL, INC. (CRD#:124583)
1055 East Ocean Blvd., Stuart, FL 34996
Registered with this firm since 11/12/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/15/2007 - 11/11/2014 EDWARD JONES (CRD#:250) STUART, FL
B
 01/01/2005 - 11/11/2014 EDWARD JONES (CRD#:250) STUART, FL
B
 09/10/1999 - 09/13/2002 FNB BROKERAGE SERVICES, INC. (CRD#:18741) STUART, FL
B
 05/26/1998 - 06/23/1999 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
 05/19/1997 - 12/31/1997 PCM SECURITIES LIMITED, L.P. (CRD#:28761) GREEN ACRES, FL
B
 09/02/1994 - 05/18/1995 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 08/16/1991 - 10/05/1992 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/20/1989 - 08/23/1990 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/18/1989 - 03/23/1989 PAINEWEBBER INCORPORATED (CRD#:8174)
B
 03/02/1988 - 09/27/1988 F.D. ROBERTS SECURITIES, INC. (CRD#:693)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.