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JOHN MICHAEL OXLEY
CRD#: 1801620
IA
Investment Adviser
OXLEY CAPITAL MANAGEMENT, LLCCRD#: 293174 3305 BAY SHORE ROAD
UNIT 11
NORTH CAPE MAY, NJ 08204
Registration History
1995200020052010201520202025IAOXLEY CAPITAL MANAGEMENT, LLC (CRD# 293174)2018 - Present (6 years)IAUSA FINANCIAL SECURITIES CORPO... (CRD# 103857)2015 - 2018 (2 years)
Disclosure(s)
View By:
4/20/2017
Customer Dispute
Closed-No Action
2/25/1997
Customer Dispute
Final
1/1/1996
Customer Dispute
Settled
11/1/1995
Customer Dispute
Settled
1/10/1994
Customer Dispute
Settled
License(s)

State Registrations

IA
New Jersey 4/19/2018

IA
North Carolina 4/4/2023

Current Registration(s)
IA
OXLEY CAPITAL MANAGEMENT, LLC (CRD#:293174)
3305 BAY SHORE ROAD UNIT 11, NORTH CAPE MAY, NJ 08204
Registered with this firm since 4/19/2018

Previous Registration(s)
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IA
07/02/2015 - 04/17/2018 USA FINANCIAL SECURITIES CORPORATION (CRD#:103857) NORTH CAPE MAY, NJ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.