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Detailed Report
Kenneth Edward Reeves
KEN REEVES
CRD#: 1801609
IA
Investment Adviser
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Previous Broker
CWM, LLCCRD#: 155344 230 South Second St.
Suite 201
Yakima, WA 98901
Registration History
199019952000200520102015202020252 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - 2020 (3 years)IACWM, LLC (CRD# 155344)2020 - Present (4 years)BPACIFIC WEST SECURITIES, INC. (CRD# 6390)2001 - 2009 (8 years)BFORTIS INVESTORS, INC. (CRD# 421)1998 - 2000 (2 years)BNYLIFE SECURITIES INC. (CRD# 5167)1988 - 1990 (1 year)IAPACIFIC WEST FINANCIAL CONSULT... (CRD# 108728)2005 - 2009 (4 years)IAPACIFIC WEST FINANCIAL CONSULT... (CRD# 108728)2001 - 2004 (2 years)
License(s)

State Registrations

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Texas 11/21/2023
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Washington 6/17/2020
Current Registration(s)
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CWM, LLC (CRD#:155344)
230 South Second St. Suite 201, Yakima, WA 98901
Registered with this firm since 6/17/2020
Previous Registration(s)
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 02/16/2017 - 09/28/2020 FINANCIAL MANAGEMENT, INC. (CRD#:117578) YAKIMA, WA
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 01/03/2017 - 06/08/2020 LPL FINANCIAL LLC (CRD#:6413) YAKIMA, WA
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 01/19/2010 - 01/09/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) YAKIMA, WA
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 01/19/2010 - 01/09/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) YAKIMA, WA
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 02/24/2005 - 12/31/2009 PACIFIC WEST FINANCIAL CONSULTANT INC (CRD#:108728) YAKIMA, WA
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 01/08/2001 - 12/31/2009 PACIFIC WEST SECURITIES, INC. (CRD#:6390) YAKIMA, WA
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 10/24/2001 - 03/30/2004 PACIFIC WEST FINANCIAL CONSULTANT INC (CRD#:108728) YAKIMA, WA
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 03/11/1998 - 12/31/2000 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
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 05/05/1988 - 03/08/1990 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.