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SHARRON SCOGGINS
SHARRON LANE JOHNSON, SHARRON LANE SCOGGINS, SHARRON LANE TATE
CRD#: 1801292
IA
B
MORGAN STANLEYCRD#: 149777 1999 Harrison Street
Suite 2200
Oakland, CA 94612
Suite 2200
Oakland, CA 94612
0
Disclosures
30
Years of Experience
View By:
State Registrations
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Arizona 3/16/2017
B
Nevada 3/16/2017
B
California 2/27/2017
B
New Hampshire 5/24/2021
IA
California 2/27/2017
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New Jersey 3/16/2017
B
Colorado 3/16/2017
B
New York 3/16/2017
B
Delaware 3/16/2017
B
North Carolina 5/4/2017
B
Florida 3/16/2017
B
Ohio 3/17/2017
B
Georgia 3/16/2017
B
Oregon 3/16/2017
B
Idaho 10/28/2021
B
South Carolina 12/21/2020
B
Illinois 3/16/2017
B
Tennessee 8/22/2022
B
Iowa 3/16/2017
B
Texas 4/19/2024
B
Maine 5/15/2019
IA
Texas 4/29/2024
B
Maryland 8/2/2023
B
Vermont 12/8/2023
B
Massachusetts 2/25/2019
B
Virginia 3/16/2017
B
Minnesota 3/16/2017
B
Washington 3/16/2017
B
Missouri 3/16/2017
B
Wisconsin 11/18/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/27/2017
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Registered with this firm since 2/27/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/18/2015 - 01/03/2017 | Walnut Creek, CA | |
B | 12/18/2015 - 01/03/2017 | Walnut Creek, CA | |
IA | 03/24/2014 - 01/22/2015 | OAKLAND, CA | |
B | 03/24/2014 - 01/22/2015 | OAKLAND, CA | |
IA | 05/01/2013 - 03/10/2014 | WALNUT CREEK, CA | |
B | 04/30/2013 - 03/10/2014 | WALNUT CREEK, CA | |
IA | 11/10/2008 - 04/30/2013 | WALNUT CREEK, CA | |
B | 07/29/2008 - 04/30/2013 | WALNUT CREEK, CA | |
B | 11/23/2005 - 08/18/2006 | BOHEMIA, NY | |
B | 06/13/2005 - 08/19/2005 | SAN DIEGO, CA | |
B | 06/18/2003 - 06/13/2005 | ALAMO, CA | |
B | 08/16/2000 - 05/29/2002 | SAN FRANCISCO, CA | |
B | 07/12/1999 - 08/31/1999 | BOSTON, MA | |
B | 05/30/1992 - 07/12/1999 | OAKLAND, CA | |
B | 04/09/1990 - 06/30/1992 | GLEN ALLEN, VA | |
B | 04/15/1988 - 05/10/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.