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BRIAN JEFFREY ROBINSON
BRIAN J ROBINSON
CRD#: 1801251
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 150 SECOND AVE. NORTH
SUITE 1000
ST. PETERSBURG, FL 33701
Registration History
19952000200520102015202020252 FIRMS1993 - 2007 (13 years)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - Present (16 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1993 - 1993 (<1 year)
Disclosure(s)
View By:
2/5/2007
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/21/2016

IA
Nevada 6/12/2023

B
Arizona 10/27/2016

B
New Jersey 11/7/2008

B
Arkansas 4/27/2021

B
New Mexico 3/20/2024

B
California 11/7/2008

B
New York 11/7/2008

B
Colorado 2/7/2017

B
North Carolina 11/7/2008

B
Florida 2/6/2009

B
Ohio 4/17/2022

IA
Florida 2/6/2009

B
Oregon 6/27/2022

B
Georgia 1/11/2017

B
Pennsylvania 1/9/2017

B
Hawaii 8/9/2011

B
South Carolina 4/19/2022

B
Illinois 11/10/2008

B
Tennessee 6/23/2009

B
Indiana 2/27/2009

B
Texas 11/7/2008

B
Kentucky 11/7/2008

IA
Texas 11/7/2008

B
Maryland 1/23/2018

B
Vermont 3/20/2024

B
Massachusetts 11/7/2008

B
Virginia 9/18/2009

B
Michigan 10/4/2010

B
Washington 1/23/2018

B
Minnesota 12/11/2020

B
West Virginia 2/8/2018

B
Montana 8/7/2023

B
Wisconsin 4/20/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
150 SECOND AVE. NORTH SUITE 1000, ST. PETERSBURG, FL 33701
Registered with this firm since 11/7/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
150 SECOND AVE. NORTH SUITE 1000, ST. PETERSBURG, FL 33701
Registered with this firm since 11/7/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 11/14/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TAMPA, FL
B
04/02/2007 - 11/14/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TAMPA, FL
IA
07/02/1993 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TAMPA, FL
B
06/28/1993 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TAMPA, FL
B
01/13/1993 - 06/17/1993 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.