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DAVID IORAM BOKMAN
DAVID I BOKMAN
CRD#: 1801025
IA
B
MORGAN STANLEYCRD#: 149777 3801 PGA Boulevard
Suite 700
Palm Beach Gardens, FL 33410
Suite 700
Palm Beach Gardens, FL 33410
0
Disclosures
24
Years of Experience
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State Registrations
IA
Florida 9/1/2020
IA
New York 6/16/2021
IA
Georgia 5/18/2015
SRO Registrations
B
B
B
B
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B
Registered with this firm since 8/20/2015
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Registered with this firm since 5/18/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2005 - 01/06/2015 | ATLANTA, GA | |
B | 11/18/2003 - 06/15/2004 | ATLANTA, GA | |
B | 04/18/2000 - 11/06/2001 | NEW YORK, NY | |
B | 02/23/1988 - 01/22/1991 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.