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Joyce M Sherman
JOYCE SHERMAN MULLER, JOYCE MARIE SHERMAN, JOYCE SHERMAN, JOYCE TODD
CRD#: 1800936
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2100 ROSS AVE
DALLAS, TX 75201
Registration History
19901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - Present (35 years)
Disclosure(s)
View By:
8/22/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/24/2009

B
New Hampshire 10/10/2014

B
Alaska 11/15/2011

B
New Jersey 2/26/2009

B
Arizona 3/3/2009

B
New Mexico 12/15/2022

B
Arkansas 2/23/2009

B
New York 2/23/2009

B
California 1/11/1993

B
North Carolina 2/25/2009

B
Colorado 2/23/2009

B
North Dakota 7/1/2013

B
Connecticut 1/15/2014

B
Ohio 2/24/2009

B
Delaware 5/19/2023

B
Oregon 1/15/2019

B
Florida 2/26/2009

B
Pennsylvania 3/1/2010

B
Georgia 6/20/2023

B
South Carolina 2/25/2009

B
Hawaii 4/24/2009

B
Tennessee 11/15/2011

B
Illinois 3/15/2017

B
Texas 8/7/1997

B
Kentucky 2/23/2009

IA
Texas 8/7/1997

B
Louisiana 4/3/2009

B
Virginia 2/3/2017

B
Massachusetts 2/23/2009

B
Washington 2/3/2017

B
Missouri 2/23/2009

B
Wyoming 8/27/2024

B
Montana 2/23/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 8/7/1997

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 2/13/1990

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.