Individual Firm
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PAUL DONALD BOWERS
PAUL BOWERS
CRD#: 1799341
IA
B
NORTH CAPITALCRD#: 148802 Saint Simons Island, GA
0
Disclosures
27
Years of Experience
View By:
State Registrations
IA
Georgia 1/28/2021
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Utah 1/28/2021
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/23/2019 - 12/22/2021 | SALT LAKE CITY, UT | |
IA | 01/24/2019 - 12/31/2020 | Saint Simons Island, GA | |
IA | 03/05/2018 - 12/03/2018 | Saint Sinons Island, GA | |
IA | 04/18/2016 - 03/20/2018 | ATLANTA, GA | |
B | 12/06/2016 - 08/30/2017 | Atlanta, GA | |
IA | 11/20/2012 - 02/03/2015 | SAINT SIMONS, GA | |
B | 10/04/2012 - 02/03/2015 | SAINT SIMONS, GA | |
B | 11/08/2011 - 09/11/2012 | NEW YORK, NY | |
B | 11/15/2010 - 10/31/2011 | NEW YORK, NY | |
B | 03/01/2010 - 11/12/2010 | NEW YORK, NY | |
B | 10/13/2008 - 01/23/2009 | NEW YORK, NY | |
B | 01/08/2008 - 05/27/2008 | NEW CANAAN, CT | |
B | 04/28/2004 - 01/07/2008 | NEW YORK, NY | |
B | 04/25/2003 - 03/04/2004 | NEW YORK, NY | |
B | 07/02/2001 - 04/04/2002 | NEW YORK, NY | |
B | 12/12/1996 - 05/03/2001 | NEW YORK, NY | |
B | 09/20/1988 - 02/20/1992 | NEW YORK, NY |
SALT LAKE CITY, UT
01/23/2019 - 12/22/2021
Saint Sinons Island, GA
03/05/2018 - 12/03/2018
SAINT SIMONS, GA
11/20/2012 - 02/03/2015
SAINT SIMONS, GA
10/04/2012 - 02/03/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.