Individual Firm
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DEVORA TEPPER
DEBBIE TEPPER, DEVORA RAQUEL TEPPER
CRD#: 1797586
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 1800 NORTH MILITARY TRAIL
SUITE 300
BOCA RATON, FL 33431
SUITE 300
BOCA RATON, FL 33431
0
Disclosures
27
Years of Experience
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State Registrations
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Arizona 1/8/2015
B
Massachusetts 1/8/2015
B
California 1/8/2015
B
Michigan 1/8/2015
B
Colorado 1/8/2015
B
Minnesota 3/21/2024
B
Connecticut 1/8/2015
B
New Jersey 1/8/2015
B
Florida 1/8/2015
B
New York 1/8/2015
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Florida 3/11/2015
B
Tennessee 2/5/2025
B
Illinois 1/8/2015
B
Utah 12/10/2024
SRO Registrations
B
B
B
B
B
B
B
B
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Registered with this firm since 3/11/2015
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Registered with this firm since 1/8/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/09/2013 - 01/22/2015 | BOCA RATON, FL | |
B | 06/01/2009 - 01/22/2015 | BOCA RATON, FL | |
IA | 05/01/2010 - 01/28/2011 | BOCA RATON, FL | |
B | 04/30/2008 - 06/01/2009 | BOCA RATON, FL | |
B | 09/11/2006 - 05/02/2008 | BOCA RATON, FL | |
IA | 04/10/2006 - 09/11/2006 | BOCA RATON, FL | |
B | 04/06/2006 - 09/11/2006 | BOCA RATON, FL | |
IA | 07/01/2005 - 04/10/2006 | BOCA RATON, FL | |
B | 06/30/2005 - 04/10/2006 | HARTFORD, CT | |
IA | 06/06/2002 - 07/20/2005 | BOCA RATON, FL | |
B | 06/03/2002 - 07/20/2005 | NEW YORK, NY | |
B | 03/18/1998 - 06/03/2002 | WEEHAWKEN, NJ |
BOCA RATON, FL
04/06/2006 - 09/11/2006
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.