• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ARTURO JOSE MESA
ART MESA, ARTURO MESA
CRD#: 1797279
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1001 BRICKELL BAY
SUITE 2502 & SUITE 2908
MIAMI, FL 33131
Registration History
19952000200520102015202020252 FIRMS2001 - 2005 (4 years)2 FIRMS2005 - 2006 (<1 year)2 FIRMS2022 - Present (2 years)BITA FINANCIAL SERVICES, LLC (CRD# 38649)2010 - 2011 (1 year)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2008 - 2008 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2001 (3 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1991 - 1993 (1 year)
License(s)

State Registrations

B
California 10/12/2023

B
New York 10/12/2023

B
Florida 9/26/2022

B
Virginia 11/13/2024

IA
Florida 9/27/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1001 BRICKELL BAY SUITE 2502 & SUITE 2908, MIAMI, FL 33131
Registered with this firm since 9/27/2022

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1001 BRICKELL BAY SUITE 2502 & SUITE 2908, MIAMI, FL 33131
Registered with this firm since 9/23/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/28/2010 - 07/11/2011 ITA FINANCIAL SERVICES, LLC (CRD#:38649) MIAMI, FL
B
04/17/2008 - 07/29/2008 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) SUMMERFIELD, FL
IA
09/15/2005 - 06/07/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
B
09/15/2005 - 06/07/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
IA
08/13/2001 - 09/06/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) MIAMI, FL
B
08/13/2001 - 09/06/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
01/01/1998 - 08/22/2001 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
07/12/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
B
09/25/1991 - 07/12/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.