Individual Firm
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RAJNISH BHUYAN
RAJ BHUYAN
CRD#: 1796136
IA
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NEWEDGE ADVISORSCRD#: 171351 625 Maryville Centre
Suite 160
St. Louis, MO 63141
Suite 160
St. Louis, MO 63141
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9/10/2002
Customer Dispute
Settled
5/22/1997
Customer Dispute
Settled
State Registrations
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Missouri 5/1/2024
IA
Texas 5/1/2024
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Registered with this firm since 5/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/08/2017 - 05/01/2024 | ST LOUIS, MO | |
B | 02/08/2017 - 05/01/2024 | ST LOUIS, MO | |
IA | 01/21/2011 - 02/17/2017 | CLAYTON, MO | |
B | 01/21/2011 - 02/17/2017 | CLAYTON, MO | |
IA | 08/05/1997 - 01/25/2011 | CHESTERFIELD, MO | |
B | 11/30/1990 - 01/25/2011 | CHESTERFIELD, MO |
CHESTERFIELD, MO
08/05/1997 - 01/25/2011
CHESTERFIELD, MO
11/30/1990 - 01/25/2011
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.