Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SUSAN OBRIEN CURRAN
SUSAN O CURRAN
CRD#: 1795637
IA
Investment Adviser
B
Previous Broker
CURRAN FINANCIAL PARTNERS, LLCCRD#: 281524 612 W. US HIGHWAY 290
DRIPPING SPRINGS, TX 78620
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACURRAN FINANCIAL PARTNERS, LLC (CRD# 281524)2015 - Present (9 years)BHD VEST INVESTMENT SERVICES (CRD# 13686)2012 - 2015 (2 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)2009 - 2012 (3 years)BNFP SECURITIES, INC. (CRD# 42046)1997 - 2001 (4 years)BFORTIS INVESTORS, INC. (CRD# 421)1996 - 1997 (<1 year)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2013 - 2015 (2 years)
License(s)

State Registrations

IA
Texas 9/30/2015
Current Registration(s)
IA
CURRAN FINANCIAL PARTNERS, LLC (CRD#:281524)
612 W. US HIGHWAY 290, DRIPPING SPRINGS, TX 78620
Registered with this firm since 9/30/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/07/2013 - 09/30/2015 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) DRIPPING SPRINGS, TX
B
 12/13/2012 - 09/30/2015 HD VEST INVESTMENT SERVICES (CRD#:13686) DRIPPING SPRINGS, TX
B
 11/24/2009 - 12/31/2012 FOOTHILL SECURITIES, INC. (CRD#:1027) DRIPPING SPRINGS, TX
B
 03/07/1997 - 05/07/2001 NFP SECURITIES, INC. (CRD#:42046) AUSTIN, TX
B
 07/25/1996 - 06/18/1997 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.