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ROBERT JAMES BEAL
CRD#: 1794553
IA
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COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 290 CONGRESS STREET
BOSTON, MA 02210
BOSTON, MA 02210
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 290 Congress St
BOSTON, MA 02210
BOSTON, MA 02210
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Disclosures
34
Years of Experience
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State Registrations
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Alabama 5/1/2010
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Montana 3/24/2014
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Alaska 3/24/2014
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Nebraska 3/24/2014
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Arizona 3/24/2014
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Nevada 3/24/2014
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Arkansas 5/1/2010
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New Hampshire 3/24/2014
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California 3/24/2014
B
New Jersey 3/24/2014
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Colorado 3/24/2014
B
New Mexico 6/14/2013
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Connecticut 3/24/2014
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New York 3/24/2014
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Delaware 3/24/2014
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North Carolina 5/1/2010
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District of Columbia 3/24/2014
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North Dakota 3/24/2014
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Florida 5/4/2010
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Ohio 3/25/2014
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Georgia 5/1/2010
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Oklahoma 6/14/2013
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Hawaii 3/24/2014
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Oregon 3/24/2014
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Idaho 3/24/2014
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Pennsylvania 3/24/2014
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Illinois 3/24/2014
B
Puerto Rico 5/1/2010
B
Indiana 3/24/2014
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Rhode Island 3/24/2014
B
Iowa 3/24/2014
B
South Carolina 5/1/2010
B
Kansas 3/24/2014
B
South Dakota 3/24/2014
B
Kentucky 5/1/2010
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Tennessee 5/1/2010
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Louisiana 6/14/2013
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Texas 6/14/2013
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Maine 3/24/2014
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Utah 3/24/2014
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Maryland 3/24/2014
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Vermont 3/24/2014
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Massachusetts 5/1/2010
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Virgin Islands 6/6/2012
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Massachusetts 5/1/2010
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Virginia 2/4/2011
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Michigan 3/24/2014
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Washington 3/24/2014
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Minnesota 3/24/2014
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West Virginia 3/24/2014
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Mississippi 5/1/2010
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Wisconsin 3/24/2014
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Missouri 3/24/2014
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Wyoming 3/24/2014
SRO Registrations
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Registered with this firm since 5/1/2010
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Registered with this firm since 5/1/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/02/2005 - 05/01/2010 | BOSTON, MA | |
B | 10/04/1999 - 05/01/2010 | BOSTON, MA | |
B | 06/01/1999 - 10/11/1999 | BOSTON, MA | |
B | 08/10/1990 - 06/01/1999 | NEW YORK, NY | |
B | 02/23/1988 - 04/19/1988 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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