Individual Firm
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M H P MOLDAWER
M H PALMER MOLDAWER, MARC HENRY PALMER MOLDAWER, PALMER MOLDAWER
CRD#: 1792696
IA
B
MORGAN STANLEYCRD#: 149777 1330 Post Oak Boulevard
Suite 900
Houston, TX 77056
Suite 900
Houston, TX 77056
0
Disclosures
36
Years of Experience
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State Registrations
B
Arkansas 9/7/2017
B
Nebraska 6/25/2015
B
California 6/1/2009
B
Nevada 2/18/2022
B
Colorado 6/1/2009
B
New Mexico 6/1/2009
B
Connecticut 2/27/2020
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 1/7/2019
B
Florida 1/7/2019
B
Oklahoma 6/25/2015
B
Georgia 6/1/2009
B
Oregon 3/4/2025
B
Illinois 6/1/2009
B
Rhode Island 12/5/2019
B
Kansas 4/12/2024
B
Tennessee 7/23/2021
B
Maryland 11/22/2022
B
Texas 6/1/2009
B
Massachusetts 5/22/2023
IA
Texas 6/1/2009
B
Michigan 5/22/2023
B
Virginia 6/1/2009
B
Montana 5/22/2023
B
Washington 5/22/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/27/2009 - 06/01/2009 | HOUSTON, TX | |
B | 03/27/2009 - 06/01/2009 | HOUSTON, TX | |
IA | 07/13/2001 - 04/15/2009 | HOUSTON, TX | |
B | 07/13/2001 - 04/15/2009 | HOUSTON, TX | |
B | 01/03/1995 - 07/20/2001 | NEW YORK, NY | |
B | 07/27/1990 - 01/20/1995 | DALLAS, TX | |
B | 09/01/1988 - 08/17/1990 | ||
B | 03/23/1988 - 09/01/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.