• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTOPHER LOUIS LICATA JR
CHRIS LICATA JR
CRD#: 1792265
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 Seminole, FL
STONEX SECURITIES INC.CRD#: 18456 Seminole, FL
Registration History
199019952000200520102015202020252 FIRMS2019 - Present (5 years)BIFS SECURITIES (CRD# 40375)2014 - 2019 (5 years)BSTERNE AGEE FINANCIAL SERVICES... (CRD# 18456)2012 - 2013 (1 year)BSTERLING ENTERPRISES GROUP, INC. (CRD# 44915)2000 - 2013 (12 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 2000 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - 1997 (6 years)BJ. B. HANAUER & CO. (CRD# 6958)1988 - 1991 (2 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1988 - 1988 (<1 year)IAIFS ADVISORY, LLC (CRD# 154680)2018 - 2019 (<1 year)IAPLATINUM PLANNING, INC. (CRD# 120213)2002 - 2013 (11 years)
Disclosure(s)
View By:
3/29/2000
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/17/2019

B
Mississippi 4/15/2021

B
Florida 9/17/2019

B
New York 9/17/2019

IA
Florida 9/27/2019

B
South Carolina 4/27/2020

B
Georgia 9/17/2019

B
Tennessee 9/17/2019

B
Indiana 1/3/2022

B
Washington 4/23/2020

B
Massachusetts 9/17/2019

B
Wisconsin 9/18/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
Seminole, FL
Registered with this firm since 9/27/2019

B
STONEX SECURITIES INC. (CRD#:18456)
Seminole, FL
Registered with this firm since 9/17/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/2018 - 09/17/2019 IFS ADVISORY, LLC (CRD#:154680) SEMINOLW, FL
B
01/23/2014 - 09/17/2019 IFS SECURITIES (CRD#:40375) ATLANTA, GA
B
12/13/2012 - 12/21/2013 STERNE AGEE FINANCIAL SERVICES, INC. (CRD#:18456) ST PETERSBURG, FL
IA
04/25/2002 - 04/25/2013 PLATINUM PLANNING, INC. (CRD#:120213) ST. PETERSBURG, FL
B
06/16/2000 - 01/29/2013 STERLING ENTERPRISES GROUP, INC. (CRD#:44915) ST. PETERSBURG, FL
B
03/05/1997 - 06/30/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
03/13/1991 - 03/27/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
11/28/1988 - 03/22/1991 J. B. HANAUER & CO. (CRD#:6958) PARSIPPANY, NJ
B
03/23/1988 - 11/19/1988 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.