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Registration History
19901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)1991 - Present (33 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - Present (25 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1988 - 1999 (11 years)
Disclosure(s)
View By:
8/19/2015
Customer Dispute
Denied
8/14/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/29/2021

B
Missouri 1/2/2025

B
California 10/1/1999

B
New York 1/14/2019

B
Colorado 10/1/1999

B
North Carolina 10/1/1999

B
Delaware 10/1/1999

B
Pennsylvania 11/29/2021

B
District of Columbia 10/1/1999

B
South Carolina 10/1/1999

B
Florida 10/1/1999

B
Tennessee 7/12/2013

B
Georgia 10/1/1999

B
Texas 10/1/1999

B
Illinois 10/1/1999

B
Vermont 10/1/1999

B
Kansas 4/12/2010

B
Virginia 10/1/1999

B
Maryland 10/1/1999

IA
Virginia 10/1/1999

B
Massachusetts 10/1/1999

B
Washington 8/21/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
201 N MAIN ST, KILMARNOCK, VA 22482
Registered with this firm since 6/7/1991

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
201 N MAIN ST, KILMARNOCK, VA 22482
Registered with this firm since 10/1/1999

Previous Registration(s)
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B
02/24/1988 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.