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GREG GERALD THURMAN
GREG GERALD THURMAN SR, GREGORY GERALD THURMAN SR
CRD#: 1791660
IA
B
MORGAN STANLEYCRD#: 149777 200 West Civic Center Drive
Sandy, UT 84070
Sandy, UT 84070
0
Disclosures
36
Years of Experience
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State Registrations
B
Alabama 1/12/2023
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Nevada 2/13/2023
B
Alaska 3/6/2023
B
New Hampshire 1/12/2023
B
Arizona 1/12/2023
B
New Jersey 1/12/2023
B
Arkansas 1/12/2023
B
New Mexico 1/12/2023
B
California 1/12/2023
B
New York 1/12/2023
B
Colorado 1/12/2023
B
North Carolina 9/5/2023
B
Connecticut 1/12/2023
B
North Dakota 1/12/2023
B
Delaware 1/12/2023
B
Ohio 1/13/2023
B
District of Columbia 1/12/2023
B
Oklahoma 1/12/2023
B
Florida 1/12/2023
B
Oregon 2/3/2023
B
Georgia 1/12/2023
B
Pennsylvania 2/2/2023
B
Hawaii 1/12/2023
B
Puerto Rico 1/12/2023
B
Idaho 1/12/2023
B
Rhode Island 1/12/2023
B
Illinois 1/12/2023
B
South Carolina 1/12/2023
B
Indiana 1/12/2023
B
South Dakota 1/12/2023
B
Iowa 1/12/2023
B
Tennessee 1/12/2023
B
Kansas 1/12/2023
B
Texas 1/12/2023
B
Kentucky 1/12/2023
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Texas 1/12/2023
B
Louisiana 1/12/2023
IA
Utah 1/26/2023
B
Maine 1/12/2023
B
Utah 2/1/2023
B
Maryland 1/12/2023
B
Vermont 1/12/2023
B
Massachusetts 2/1/2023
B
Virgin Islands 1/12/2023
B
Michigan 1/12/2023
B
Virginia 2/10/2023
B
Minnesota 1/12/2023
B
Washington 1/12/2023
B
Mississippi 1/12/2023
B
West Virginia 2/8/2023
B
Missouri 1/12/2023
B
Wisconsin 1/12/2023
B
Montana 1/12/2023
B
Wyoming 1/12/2023
B
Nebraska 1/13/2023
SRO Registrations
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B
B
B
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IA
Registered with this firm since 1/12/2023
B
Registered with this firm since 1/12/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/22/2011 - 09/05/2023 | SANDY, UT | |
B | 09/05/2011 - 09/05/2023 | SANDY, UT | |
IA | 06/09/2004 - 10/12/2011 | SALT LAKE CITY, UT | |
IA | 01/10/2002 - 04/21/2004 | SALT LAKE CITY, UT | |
B | 12/04/2001 - 04/21/2004 | NEW YORK, NY | |
B | 11/17/1997 - 12/11/2001 | CHICAGO, IL | |
B | 02/17/1988 - 11/06/1997 | SMITHFIELD, RI |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.