Individual Firm
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THOMAS HENRY WILSON
CRD#: 1790620
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 40 PARK AVENUE WEST
MANSFIELD, OH 44902-1603
MANSFIELD, OH 44902-1603
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6/24/2005
Customer Dispute
Denied
4/22/2005
Customer Dispute
Settled
4/8/2005
Employment Separation After Allegations
11/18/2002
Customer Dispute
Settled
State Registrations
B
Colorado 7/10/2020
B
New York 7/10/2020
B
District of Columbia 7/23/2020
B
North Carolina 7/15/2020
B
Florida 7/13/2020
B
Ohio 7/10/2020
B
Illinois 7/10/2020
IA
Ohio 7/15/2020
B
Indiana 7/20/2020
B
Pennsylvania 7/10/2020
B
Kentucky 10/4/2021
B
South Carolina 7/17/2020
B
Maryland 2/25/2025
IA
Texas 5/10/2022
B
Michigan 12/8/2020
B
Texas 5/11/2022
B
Missouri 7/13/2020
B
Virginia 7/10/2020
B
Montana 1/27/2025
B
Wisconsin 2/6/2024
B
Nevada 2/10/2021
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/15/2020
B
Registered with this firm since 7/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 07/14/2020 | MANSFIELD, OH | |
B | 01/01/2008 - 07/14/2020 | MANSFIELD, OH | |
B | 04/25/2005 - 01/03/2008 | MANSFIELD, OH | |
IA | 04/27/2005 - 01/01/2008 | MANSFIELD, OH | |
IA | 11/22/1999 - 04/19/2005 | MANSFIELD, OH | |
B | 05/28/1998 - 04/19/2005 | CLEVELAND, OH | |
B | 01/01/1991 - 06/09/1998 | CHARLOTTE, NC | |
B | 01/20/1988 - 01/01/1991 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.