Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SUSAN MARGARET PALMATIER
SUSAN M DOERING, SUSAN MARGARET DOERING, SUSAN PALMATIER
CRD#: 1788644
IA
B
WELLS FARGO ADVISORSCRD#: 19616 3390 PILOT KNOB RD
EAGAN, MN 55121
EAGAN, MN 55121
View By:
6/14/2004
Regulatory
Final
State Registrations
B
Alabama 5/21/2021
B
Missouri 3/1/2019
B
Alaska 8/14/2023
B
Montana 5/3/2023
B
Arizona 1/15/2013
B
Nebraska 12/22/2020
B
Arkansas 2/27/2019
B
Nevada 3/5/2019
B
California 2/27/2019
B
New Hampshire 5/17/2022
B
Colorado 3/1/2019
B
New Jersey 6/14/2022
B
Connecticut 2/26/2019
B
New Mexico 2/27/2019
B
Delaware 5/15/2023
B
New York 3/27/2019
B
District of Columbia 6/15/2022
B
North Carolina 2/28/2019
B
Florida 2/27/2019
B
North Dakota 3/1/2019
B
Georgia 1/5/2022
B
Ohio 2/26/2019
B
Hawaii 3/13/2019
B
Oklahoma 2/26/2019
B
Idaho 2/27/2019
B
Oregon 3/4/2019
B
Illinois 1/11/2022
B
Pennsylvania 3/1/2019
B
Indiana 2/26/2019
B
Rhode Island 2/28/2025
B
Iowa 2/27/2019
B
South Carolina 2/28/2019
B
Kansas 2/28/2019
B
South Dakota 5/3/2022
B
Kentucky 2/27/2019
B
Tennessee 2/28/2025
B
Maryland 2/28/2019
B
Texas 2/27/2019
B
Massachusetts 1/5/2022
B
Utah 7/2/2021
B
Michigan 2/28/2019
B
Virginia 1/5/2022
IA
Minnesota 11/4/2013
B
Washington 2/26/2019
B
Minnesota 2/27/2019
B
Wisconsin 11/30/2020
B
Mississippi 4/26/2023
B
Wyoming 8/2/2024
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/7/2013
B
Registered with this firm since 11/8/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/03/2011 - 07/05/2012 | MINNEAPOLIS, MN | |
B | 05/17/2007 - 01/03/2011 | MINNEAPOLIS, MN | |
B | 10/15/2001 - 07/10/2003 | MINNETONKA, MN | |
B | 10/07/1998 - 02/22/2001 | MINNEAPOLIS, MN | |
B | 10/07/1998 - 02/22/2001 | MINNEAPOLIS, MN | |
B | 02/14/1992 - 11/18/1994 | NEW YORK, NY | |
B | 07/27/1988 - 07/11/1990 | MINNEAPOLIS, MN | |
B | 07/27/1988 - 07/11/1990 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.