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Detailed Report
SCOTT WILLIAM HOOD
CRD#: 1788066
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Investment Adviser
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Previous Broker
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.CRD#: 171971 1214 EAST GREEN STREET
SUITE 104
PASADENA, CA 91106-3171
Registration History
1995200020052010201520202025IAFIRST WILSHIRE SECURITIES MANA... (CRD# 171971)2014 - Present (10 years)BFIRST WILSHIRE SECURITIES, INC. (CRD# 6609)1998 - 2018 (19 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1998 (1 year)BFIRST WILSHIRE SECURITIES MANA... (CRD# 6609)1993 - 1996 (3 years)BCOMMONWEALTH ASSOCIATES (CRD# 20833)1992 - 1993 (<1 year)IAFIRST WILSHIRE SECURITIES MANA... (CRD# 6609)2003 - 2014 (11 years)
License(s)

State Registrations

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California 9/12/2014
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Massachusetts 10/6/2014
Current Registration(s)
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FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD#:171971)
1214 EAST GREEN STREET SUITE 104, PASADENA, CA 91106-3171
Registered with this firm since 9/12/2014
Previous Registration(s)
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 08/10/1998 - 04/02/2018 FIRST WILSHIRE SECURITIES, INC. (CRD#:6609) PASADENA, CA
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 03/25/2003 - 10/28/2014 FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD#:6609) PASADENA, CA
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 01/04/1997 - 07/29/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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 08/02/1993 - 12/11/1996 FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD#:6609) PASADENA, CA
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 07/15/1992 - 02/23/1993 COMMONWEALTH ASSOCIATES (CRD#:20833) NEW YORK, NY
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.