Individual Firm
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RICHARD PAUL ATCAVAGE
CRD#: 1787716
IA
B
MORGAN STANLEYCRD#: 149777 Jupiter, FL
0
Disclosures
37
Years of Experience
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State Registrations
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Arizona 9/4/2020
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Nebraska 12/13/2024
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Arkansas 3/6/2025
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New Jersey 9/4/2020
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California 9/4/2020
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New Mexico 9/10/2020
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Colorado 9/4/2020
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New York 9/4/2020
B
Connecticut 8/3/2023
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North Carolina 9/4/2020
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District of Columbia 12/13/2024
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Oklahoma 1/5/2021
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Florida 9/4/2020
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Pennsylvania 9/4/2020
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Florida 5/25/2022
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Pennsylvania 9/4/2020
B
Georgia 9/4/2020
B
Rhode Island 12/13/2024
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Illinois 4/18/2024
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Tennessee 9/4/2020
B
Indiana 12/13/2024
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Texas 9/4/2020
B
Maine 12/13/2024
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Texas 9/4/2020
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Maryland 9/4/2020
B
Virginia 12/13/2024
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Massachusetts 9/4/2020
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Washington 11/5/2024
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Montana 5/7/2021
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Wisconsin 12/13/2024
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/30/2012 - 09/15/2020 | CONSHOHOCKEN, PA | |
B | 01/28/1995 - 09/15/2020 | CONSHOHOCKEN, PA | |
B | 01/20/1988 - 01/28/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.