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WHEAT ANDREW KELLEY
ANDY KELLEY, WHEAT KELLEY
CRD#: 1785019
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3548 HIGHWAY 431 NORTH
PHENIX CITY, AL 36867
CETERA INVESTMENT SERVICES LLCCRD#: 15340 3548 HIGHWAY 431 NORTH
PHENIX CITY, AL 36867
Registration History
199019952000200520102015202020252 FIRMS2009 - 2014 (4 years)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BEDWARD JONES (CRD# 250)2000 - 2009 (9 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1997 - 2000 (3 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1988 - 1997 (9 years)IAEDWARD JONES (CRD# 250)2006 - 2009 (3 years)
Disclosure(s)
View By:
11/11/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/16/2024

B
Florida 9/16/2024

IA
Alabama 9/16/2024

B
Georgia 9/16/2024

B
Arizona 9/16/2024

B
Illinois 9/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3548 HIGHWAY 431 NORTH, PHENIX CITY, AL 36867
Registered with this firm since 9/16/2024

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
3548 HIGHWAY 431 NORTH, PHENIX CITY, AL 36867
Registered with this firm since 9/16/2024

Previous Registration(s)
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IA
10/08/2021 - 09/19/2024 WELLS FARGO ADVISORS (CRD#:19616) COLUMBUS, GA
B
10/08/2021 - 09/19/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) COLUMBUS, GA
IA
08/18/2021 - 10/13/2021 PNC INVESTMENTS (CRD#:129052) OPELIKA, AL
B
08/16/2021 - 10/13/2021 PNC INVESTMENTS (CRD#:129052) OPELIKA, AL
IA
01/22/2018 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Eufaula, AL
B
01/22/2018 - 08/16/2021 BBVA SECURITIES INC. (CRD#:27060) EUFAULA, AL
IA
01/02/2018 - 01/05/2018 BB&T SECURITIES, LLC (CRD#:142785) PHENIX CITY, AL
B
01/02/2018 - 01/05/2018 BB&T SECURITIES, LLC (CRD#:142785) PHENIX CITY, AL
IA
10/10/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) COLUMBUS, GA
B
10/10/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) COLUMBUS, GA
IA
12/02/2009 - 10/10/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) COLUMBUS, GA
B
11/30/2009 - 10/10/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) COLUMBUS, GA
IA
11/27/2006 - 11/18/2009 EDWARD JONES (CRD#:250) COLUMBUS, GA
B
10/13/2000 - 11/18/2009 EDWARD JONES (CRD#:250) COLUMBUS, GA
B
06/05/1997 - 10/23/2000 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
01/05/1988 - 06/27/1997 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.