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Michial Don Smith
MICHIAL D SMITH
CRD#: 1784354
IA
B
EDWARD JONESCRD#: 250 1170 BOULEVARD ST NE SUITE B
ORANGEBURG, SC 29115
ORANGEBURG, SC 29115
0
Disclosures
37
Years of Experience
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State Registrations
B
Alabama 10/24/2007
B
North Carolina 3/7/1991
B
Arkansas 10/22/2007
B
Ohio 1/21/2025
B
Colorado 9/6/2018
B
Oklahoma 1/2/2015
B
District of Columbia 4/19/2007
B
Pennsylvania 9/24/2021
B
Florida 5/18/1995
B
South Carolina 10/2/1989
B
Georgia 4/20/1995
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South Carolina 2/11/2008
B
Kentucky 1/4/2006
B
Tennessee 9/11/1996
B
Louisiana 9/14/1995
B
Texas 3/16/2006
B
Maryland 9/1/2004
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Texas 8/26/2014
B
Massachusetts 9/24/2021
B
Virginia 12/6/1999
B
New Jersey 12/1/2017
B
West Virginia 11/21/2003
B
New York 4/26/2024
SRO Registrations
B
B
B
B
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Registered with this firm since 2/11/2008
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Registered with this firm since 12/22/1987
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.