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THOMAS MACLONE GRAY
CRD#: 1781672
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 17450 Hall Rd Ste 161
Clinton Township, MI 48038
Registration History
199019952000200520102015202020252 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 2017 (29 years)BFIRST CONTINENTAL SECURITIES C... (CRD# 18202)1988 - 1988 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2017 (20 years)
Disclosure(s)
View By:
8/6/2008
Customer Dispute
Settled
11/1/2005
Customer Dispute
Settled
8/2/2005
Customer Dispute
Denied
12/29/2004
Customer Dispute
Settled
10/8/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/18/2022

B
Nevada 6/16/2022

B
Arkansas 1/13/2022

B
New Jersey 7/6/2020

B
California 4/1/2022

B
New York 6/9/2022

B
Colorado 9/13/2023

B
North Carolina 9/1/2017

B
Florida 8/13/2019

B
Ohio 9/1/2017

B
Georgia 6/2/2022

B
Pennsylvania 6/2/2022

B
Illinois 6/6/2022

B
South Carolina 6/3/2022

B
Indiana 1/24/2022

B
Texas 1/21/2021

B
Maryland 2/7/2018

IA
Texas 1/25/2021

B
Michigan 9/1/2017

B
Virginia 6/2/2022

IA
Michigan 9/1/2017

B
Wisconsin 1/25/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
17450 Hall Rd Ste 161, Clinton Township, MI 48038
Sterling Heights, MI
Registered with this firm since 9/1/2017

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
17450 Hall Rd Ste 161, Clinton Township, MI 48038
Sterling Heights, MI
Registered with this firm since 9/1/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/24/1997 - 09/05/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLINTON TOWNSHIP, MI
B
06/17/1988 - 09/05/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLINTON TOWNSHIP, MI
B
01/04/1988 - 04/19/1988 FIRST CONTINENTAL SECURITIES CORPORATION OF AMERICA (CRD#:18202)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.