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JOHN KOLODY JR
J KOLODY
CRD#: 1780995
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 2 SOUTH BEAVER STREET
SUITE 116
FLAGSTAFF, AZ 86001
Registration History
199019952000200520102015202020252 FIRMS2020 - 2024 (4 years)2 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2016 - 2020 (3 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)2003 - 2016 (13 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2001 - 2003 (2 years)BBENJAMIN SECURITIES INVESTMENT... (CRD# 26294)1996 - 2001 (5 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1988 - 1996 (8 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2020 - 2020 (<1 year)
Disclosure(s)
View By:
10/3/2016
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 12/17/2024

B
Illinois 1/10/2025

IA
Arizona 12/19/2024

B
Nevada 12/17/2024

B
Arkansas 12/17/2024

B
New Mexico 12/17/2024

B
California 12/17/2024

B
Texas 12/17/2024

B
Colorado 12/17/2024

IA
Texas 12/17/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
2 SOUTH BEAVER STREET SUITE 116, FLAGSTAFF, AZ 86001
2 SOUTH BEAVER STREET SUITE 116, FLAGSTAFF, AZ 86001
Registered with this firm since 12/17/2024

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
2 SOUTH BEAVER STREET SUITE 116, FLAGSTAFF, AZ 86001
2 SOUTH BEAVER STREET SUITE 116, FLAGSTAFF, AZ 86001
Registered with this firm since 12/17/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/21/2020 - 12/18/2024 IC ADVISORY SERVICES, INC. (CRD#:140190) FLAGSTAFF, AZ
B
09/21/2020 - 12/18/2024 THE INVESTMENT CENTER, INC. (CRD#:17839) FLAGSTAFF, AZ
IA
02/20/2020 - 09/24/2020 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FLAGSTAFF, AZ
B
12/08/2016 - 09/24/2020 SECURITIES AMERICA, INC. (CRD#:10205) FLAGSTAFF, AZ
B
12/01/2003 - 12/08/2016 FOOTHILL SECURITIES, INC. (CRD#:1027) FLAGSTAFF, AZ
B
11/19/2001 - 12/01/2003 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SCOTTSDALE, AZ
B
08/28/1996 - 12/03/2001 BENJAMIN SECURITIES INVESTMENT COMPANY, INC. (CRD#:26294) MISSOURI CITY, TX
B
01/15/1988 - 09/16/1996 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.