Individual Firm
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MARC ELLIS WISOTSKY
CRD#: 1779989
IA
B
MORGAN STANLEYCRD#: 149777 1200 Lenox Drive
Suite 300
Lawrenceville, NJ 08648
Suite 300
Lawrenceville, NJ 08648
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10/16/2006
Customer Dispute
Denied
State Registrations
B
Arizona 9/10/2024
B
New Hampshire 10/9/2020
B
Arkansas 5/10/2023
B
New Jersey 6/1/2009
B
California 6/1/2009
IA
New Jersey 6/1/2009
B
Colorado 1/4/2023
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 2/2/2018
B
Delaware 10/27/2022
B
Ohio 1/30/2023
B
Florida 6/1/2009
B
Oklahoma 3/29/2022
B
Georgia 1/27/2023
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2011
B
South Carolina 2/15/2011
B
Indiana 6/1/2009
B
Tennessee 6/9/2021
B
Maine 1/27/2023
B
Texas 3/29/2022
B
Maryland 11/27/2012
IA
Texas 4/14/2022
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 5/4/2022
B
Washington 6/14/2018
B
Missouri 6/14/2023
B
Wisconsin 12/13/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2006 - 06/01/2009 | LAWRENCEVILLE, NJ | |
B | 01/09/2006 - 06/01/2009 | LAWRENCEVILLE, NJ | |
IA | 07/31/2002 - 01/09/2006 | LAWRENCEVILL, NJ | |
B | 12/22/1987 - 01/09/2006 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.