Individual Firm
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DENISE CHARLENE BERNARDI
DENISE C BERNARD, DENISE FOURNIER
CRD#: 1779824
IA
B
OSAIC WEALTH, INC.CRD#: 23131 BONITA SPRINGS, FL
0
Disclosures
35
Years of Experience
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State Registrations
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Florida 11/3/2023
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New Jersey 11/3/2023
IA
Florida 11/3/2023
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North Carolina 11/3/2023
B
Maryland 11/3/2023
B
South Carolina 6/4/2024
IA
Maryland 11/3/2023
B
Virginia 11/3/2023
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/10/2007 - 11/03/2023 | BONITA SPRINGS, FL | |
B | 07/28/1999 - 11/03/2023 | BONITA SPRINGS, FL | |
B | 04/01/1998 - 11/18/1999 | BOSTON, MA | |
B | 11/08/1990 - 04/01/1998 | JACKSONVILLE, FL | |
B | 05/23/1989 - 06/04/1990 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.