Individual Firm
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Jean Lynette Prawel
CRD#: 1777482
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 CLARENCE CENTER, NY
IFP SECURITIES, LLCCRD#: 297287 Clarence Center, NY
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10/18/2005
Customer Dispute
Denied
State Registrations
B
Alabama 4/5/2021
B
New York 4/5/2021
B
Arizona 4/5/2021
IA
New York 6/9/2021
B
Florida 4/5/2021
B
North Carolina 4/5/2021
B
Maryland 10/27/2022
B
Pennsylvania 4/5/2021
B
New Jersey 6/22/2022
B
Virginia 6/22/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/9/2021
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/26/2021 - 04/06/2021 | TONAWANDA, NY | |
B | 01/03/2006 - 04/06/2021 | TONAWANDA, NY | |
IA | 05/14/1999 - 12/31/2005 | TONAWANDA, NY | |
B | 05/14/1999 - 12/31/2005 | CLEVELAND, OH | |
B | 01/05/1993 - 05/14/1999 | CLEVELAND, OH | |
B | 06/03/1991 - 12/31/1992 | ||
B | 01/22/1988 - 07/02/1991 | NEW YORK, NY | |
B | 01/22/1988 - 10/15/1990 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.