Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JANE ELIZABETH CARPENTER
CRD#: 1776927
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 300 SUMMER STREET
SUITE 620
CHARLESTON, WV 25301
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 HURRICANE, WV
Registration History
19901995200020052010201520202025IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2020 - Present (4 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2019 - Present (5 years)BBB&T SECURITIES, LLC (CRD# 142785)2013 - 2021 (8 years)BSCOTT & STRINGFELLOW, LLC (CRD# 6255)2004 - 2013 (8 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)1999 - 2004 (5 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1995 - 1999 (4 years)BSMITH BARNEY INC. (CRD# 7059)1994 - 1995 (1 year)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1994 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)IABB&T SECURITIES, LLC (CRD# 142785)2017 - 2021 (4 years)
License(s)

State Registrations

B
Alabama 2/17/2021
B
Mississippi 2/17/2021
B
Arizona 2/17/2021
B
Nevada 2/17/2021
B
Arkansas 2/17/2021
B
New York 2/17/2021
B
California 2/17/2021
B
North Carolina 2/17/2021
B
Colorado 2/17/2021
B
Ohio 2/17/2021
B
Connecticut 2/17/2021
B
Oregon 2/17/2021
B
Delaware 2/17/2021
B
Pennsylvania 2/17/2021
B
District of Columbia 2/17/2021
B
South Carolina 2/17/2021
B
Florida 2/17/2021
B
South Dakota 2/17/2021
B
Georgia 2/17/2021
B
Tennessee 2/17/2021
B
Indiana 2/17/2021
B
Texas 2/17/2021
B
Kansas 2/17/2021
B
Virginia 2/17/2021
B
Kentucky 2/17/2021
IA
West Virginia 11/23/2020
B
Maryland 2/17/2021
B
West Virginia 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
300 SUMMER STREET SUITE 620, CHARLESTON, WV 25301
Registered with this firm since 11/23/2020
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
HURRICANE, WV
300 SUMMERS ST SUITE 620, CHARLESTON, WV 25301
Registered with this firm since 12/10/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/05/2017 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 09/17/2004 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) CHARLESTON, WV
B
 10/01/1999 - 10/04/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 07/17/1995 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 04/30/1994 - 07/18/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 07/31/1993 - 03/03/1994 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
 01/20/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.