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MARC JAY BESHANY
MARC JAUY BESHANY
CRD#: 1776598
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9110 STRADA PL 3RD FLOOR
[F9-RBO]
NAPLES, FL 34108
Registration History
199019952000200520102015202020254 FIRMS1989 - 1989 (<1 year)2 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1991 - 2003 (12 years)BPROFILE INVESTMENTS CORPORATION (CRD# 16478)1988 - 1989 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2001 - 2003 (1 year)
Disclosure(s)
View By:
4/30/2004
Customer Dispute
Denied
4/23/2004
Customer Dispute
Denied
10/10/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Colorado 11/15/2023

B
Michigan 10/24/2016

B
Florida 4/25/2023

IA
Michigan 11/9/2016

IA
Florida 5/26/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9110 STRADA PL 3RD FLOOR [F9-RBO], NAPLES, FL 34108
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9110 STRADA PL 3RD FLOOR [F9-RBO], NAPLES, FL 34108
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/30/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) LINWOOD, NJ
B
03/01/1991 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/12/1989 - 08/01/1989 R.B. WEBSTER INVESTMENTS, INC. (CRD#:19273)
FINRA expelled the firm on 07/30/1993
B
06/13/1989 - 07/29/1989 BACHUS & STRATTON SECURITIES, INC. (CRD#:17557)
FINRA expelled the firm on 01/17/1994
B
05/24/1989 - 06/15/1989 FIRST SWISS INTERNATIONAL SECURITIES CORPORATION (CRD#:7958)
B
05/05/1989 - 05/30/1989 G. K. SCOTT & CO., INC. (CRD#:3305)
B
04/19/1988 - 04/29/1989 PROFILE INVESTMENTS CORPORATION (CRD#:16478)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.