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ANTHONY VICTOR STAIS
CRD#: 1776333
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 ONE MONTGOMERY STREET
SUITES 3300, 3500, 3600, & 3700
SAN FRANCISCO, CA 94104
Registration History
199019952000200520102015202020252 FIRMS2010 - Present (14 years)BTHOMAS WEISEL PARTNERS LLC (CRD# 46237)2001 - 2010 (9 years)BGOLDMAN, SACHS & CO. (CRD# 361)1999 - 2001 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1999 (1 year)BSALOMON BROTHERS INC. (CRD# 740)1992 - 1997 (5 years)BSALOMON BROTHERS INC. (CRD# 740)1987 - 1991 (3 years)IATHOMAS WEISEL PARTNERS LLC (CRD# 46237)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Arizona 4/22/2024

B
Missouri 10/6/2020

B
California 7/10/2010

B
New Jersey 1/27/2022

IA
California 7/12/2010

B
New York 7/10/2010

B
Colorado 7/10/2010

B
Ohio 7/10/2019

B
Connecticut 8/12/2019

B
Pennsylvania 9/12/2022

B
Georgia 1/9/2019

B
South Dakota 7/19/2018

B
Hawaii 7/25/2016

B
Tennessee 6/26/2019

B
Iowa 9/2/2014

B
Texas 4/28/2022

B
Massachusetts 7/10/2010

B
Washington 5/1/2018

B
Minnesota 6/14/2017

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE MONTGOMERY STREET SUITES 3300, 3500, 3600, & 3700, SAN FRANCISCO, CA 94104
Registered with this firm since 7/12/2010

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE MONTGOMERY STREET SUITES 3300, 3500, 3600, & 3700, SAN FRANCISCO, CA 94104
Registered with this firm since 7/10/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/06/2010 - 07/16/2010 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
B
02/13/2001 - 07/16/2010 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
B
04/12/1999 - 02/12/2001 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
01/03/1998 - 04/01/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/18/1992 - 11/17/1997 SALOMON BROTHERS INC. (CRD#:740) NEW YORK, NY
B
12/22/1987 - 09/06/1991 SALOMON BROTHERS INC. (CRD#:740) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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